Mutual Fund Distribution
We distribute mutual fund schemes of the AMCs we are empanelled with.
AMFI-REGISTERED MUTUAL FUND DISTRIBUTOR
Prudent Investing.Clear Disclosure.Long-Term Relationships.
Mutual fund distribution aligned with your goals, time horizon and recorded risk profile.
ARN-9749 AMFI RegisteredMutual Funds Distribution & SupportInvestor Focused Goal & Risk Profile Based
ARN-9749Registered Distributor
About Us
Experience built on discipline & trust.
Pradeep Kumar Jain is an AMFI-Registered Mutual Fund Distributor based in New Delhi, with more than two decades of experience in mutual fund distribution.
Pradeep Kumar Jain, AMFI-Registered Mutual Fund Distributor ARN-9749, distributes mutual fund schemes of empanelled AMCs. Investor objectives, time horizon and recorded risk profile are considered.
Every person who deals with investors holds a valid NISM certification and an Employee Unique Identification Number (EUIN) allotted by AMFI.
We are not a SEBI-registered Investment Adviser, Portfolio Manager or Research Analyst. Any information or suggestion we give is incidental to the distribution of mutual funds, as permitted for mutual fund distributors under Regulation 3(3) of the SEBI (Investment Advisers) Regulations, 2013.
ARN-9749AMFI-Registered Mutual Fund Distributor
20+ YearsExperience in mutual fund distribution
Mutual FundsDistribution across empanelled AMCs
Investor FocusedGoals, horizon and recorded risk profile considered
WHAT WE DO
Distribution with clarity
at every step.
Support through onboarding, selection, transactions and ongoing investor servicing.
Investor Onboarding & KYC Support
Help you complete KYC, FATCA and nomination before the first transaction.
Risk Profiling
Record your risk profile and goals before suggesting any scheme.
Scheme Selection
Share scheme documents (SID, KIM, SAI) and explain the risks before you invest.
Transaction Support
Place transactions through the exchange platform or the Registrar.
Investor Servicing
Support investor queries, statements and service requests.
Review & Record Maintenance
Review your portfolio once a year and whenever your circumstances change.
Commission Disclosure
Disclose the commission we receive from the AMC for every scheme.
OUR APPROACH
A considered process.
At every stage.
Risk profile before recommendation.
RISK PROFILE
Understand and record the investor's risk category.
GOALS & HORIZON
Understand objectives and investment time horizon.
FUND SELECTION
Compare permitted schemes of empanelled AMCs.
REVIEW
Review investments periodically based on applicable process, investor circumstances and recorded profile.
Risk categoriesConservativeModerateAggressive
FUND SELECTION & REVIEW
Disciplined fund selection, aligned with the investor profile.
The investor's goal, time horizon and risk category decide the asset allocation and the scheme categories that may be used.
More than one scheme is shown to the investor for comparison where applicable; the commission we receive is never a selection factor.
The Scheme Information Document, Key Information Memorandum and Statement of Additional Information are shared and the general and scheme-specific risks are explained before the investor decides. The recommendation and the investor's decision are recorded in the investor file.
Mutual Fund investments are subject to market risks. Read all scheme-related documents carefully.
What we compare
- Riskometer level
- Investment objective
- Portfolio quality
- Consistency of performance across market cycles
- Fund management track record
- Expense ratio
- AMC service standards
How we review
Each investor's portfolio is reviewed once a year against the recorded goals and risk profile, and earlier if the investor asks or a material change occurs in the scheme, such as a change in category, fund manager or Riskometer level.
The review checks whether the asset allocation is still in line with the risk category, whether any scheme has changed in character and whether goals are on track.
Any change suggested at the review is explained in writing and executed only on the investor's instruction. Portfolios are never churned to earn commission. Review notes are kept in the investor file.
CONTACT
Let's start a
conversation.
Pradeep Kumar Jain
AMFI-Registered Mutual Fund Distributor · ARN-9749
Call us+91 98731 64688Email usoconnectadvisoryservices@gmail.com
Registered officeFlat No. 817A, 8th Floor, Ambadeep Building, 14 K.G. Marg, New Delhi – 110001
Investor grievance information